“Trust Me!” Sales talk, advice and financial planning
Aug 26th, 2009 | By Charles L. Stanley CFP® ChFC® AIF® | Category: 3rd Quarter (Age 40-60)by Tamar Frankel Historically securities brokers have been viewed as salespeople with special legal responsibilities: Treat customers fairly, follow special rules regarding the customers’ money and securities, and recommend to customers only suitable investments. Brokers offered liquidity by creating markets in certain securities, actions also subject to special rules designed to ensure customers were treated [...]
