Posts Tagged ‘ SIPC ’

Four Tips to Avoid Potential Investment Fraud

Jun 26th, 2009 | By Charles L. Stanley CFP® ChFC AIF® | Category: Investing

In the most recent news from Wall Street, securities fraud has affected individual investors, pensions and charitable organizations. Here are four key safety tips that may help you prevent this from
happening to you.
1. Know your advisor.
Investment Advisors are registered with government organizations. You can research registrations and review any past complaints with the SEC (www.sec.gov), [...]